The Process and Potential of Dialogue in Social Change
William Isaacs
Full citation: Isaacs, W.N. (1996, January-February).
The process and potential of dialogue in social change. Educational
Technology, 20-30.
Dialogue
Dialogue is a unique form of conversation with potential to improve
collective inquiry processes, to produce coordinated action among
collectives, and to bring about genuine social change. Dialogue involves
the free flow of meaning. Isaacs directs the Dialogue Project at MIT.
It focuses on developing an approach to enable groups of people to
disidentify with polarized positions and engage in critical, collective
inquiry into their underlying assumptions and tacitly held views. This
critical step is called "creating a container" for dialogue.
Definition by David Bohm: "dialogue is a sustained, mindful inquiry into
the processes, certainties and structures underlying human thought and
action.
Isaacs thinks of dialogue as the creation of tangible, self-organizing,
charged "fields" of new meaning in which profound collective insight and
reorientation appear, and out of which people can take aligned and
effective action. In studying dialogue, they find that the process of
dialogue seems to involve shifts in the very ground on which people
stand, transforming and expanding their sense of self, and deepening
their capacity to hear and inquire into perspectives vastly different
from their own.
Emergent themes
- Dialogue is a cornerstone for "organizational learning", a field that
managers and leaders throughout the world are actively pursuing in
efforts to redesign their organizations.
- Dialogue appears to be a powerful way of harnessing the inherent
self-organizing collective intelligence of groups of people and of both
broadening and deepening the collective inquiry process.
- Dialogue may be an important breakthrough in the way human beings
might govern themselves, whether in private or public domains.
- Dialogue may be an innovative alternative approach to producing
coordinated action among collections of people.
Tacit knowledge and fragmentation in thought
The knowledge people use to think collectively is tacit. These ways of
thinking govern how we formulate our views, deal with differences, pay
attention, and make causal connections. These tacit influences govern
the ways people perceive the world and take action in it. Mostly, it
leads us to perceive the world as fragmented. Like Wheatley and Bohm,
Isaacs looks at the world from a "quantum wholeness" perspective, in
which what you see is a function of the way in which you try to perceive
reality. Dialogue uses difference and conflict that arises out of the
differences in people's perceptions to create opportunities for learning
and the rediscovery of inherent wholeness.
Fragmentation of tacit thought
Tacit thought is fragmented in five ways. It is the habit of thought
that reduces the world into parts (reductionist approach).
- Objectification: applying labels or categories leads to a general
tendency for people to conceptualize interpretations and then project
them as objects outside of themselves.
- Independence: this is the inability of thought to connect its
movement to consequences. It blurs the connection between the conscious
acknowledgement of external objects and the thought prcesses that take
unrepresented sensation and convert this into the perception of external
objects. (cf. Allen & Otto, who feel that this connection takes place at
the boundary between the individual mind and the environment)
- Literalness: this is the notion that thought presents
experience as
literally what is there. NO! The mind has a foggy filter that colors
the incoming perceptions.
- Rigidity: people adopt rigid interpretations of various
facets of
their own experience, demonstrating mechanistic, predictable, habitual
interactions and an inability to improvise (rigid mindsets).
- Violence. By seeking to impose our own logical order, instead of
attending to the nature of the order or lack thereof tht is already
present, we commit a subtle form of violence in thought. Our thought
seeks to alter something that it is itself part of, rather than creating
sensitive and intelligent inquiry.
Fragmented face-to-face patterns
These tacit dimensions of thought interact with the manner in which
people interact with each other face to face.
- "Hot inquiry": this is like a discussion, in which people try to
break things apart to study them. It is in contrast to an inquiry ("cool
inquiry") where there is a flow of meaning or a dialogue.
- Polarization: this is generally unwished for conflict between
opposing points of view, with little or now means of inquiring into the
extremes. It leads to factionization. Such thought creates "necessity"
(to be right), and then acts to defend itself against evidence that it
may be wrong. It is the exact opposite of progressive discourse.
- Immunity to changes in self-image: this is systematic
resistance to
self-reflection and lack of skepticism about the viewpoints that people
bring to their experience.
Containers and fields of dialogue
- The field of dialogue is the environment of collective attention,
identity image, and dynamic movement of tacit thought in which these are
contained. This field contains and mediates the other levels of
observable action in the system. It is related to culture, but is more
similar to an electromagnetic field.
- The container is a setting where the quality of collective
attention
can be focused, so that habits of projection and reaction can be
systematicaly observed and inquired into.
Attention
There are two kinds of attention people may use to support inquiry:
- Reflection--or reflection-in-action--is based in memory, in
processing images and information that occured in the past.
- Proprioception--or self-perception--implies a kind of on-line
awareness that is not memory-based.
In dialogue, we seek to cultivate both levels of awareness, i.e., to be
aware of what one is doing as one is doing it.
The field model
Isaacs sees the dynamics of the field of dialogue as a feedback loop
between face-to-face interactions and steering mechanisms.
- The face-to-face level of interaction concerns the processes of
live
engagement around difficult issues--the moves people make, levels of
abstraction with which they think, the reasoning they use, the quality of
inquiry they impart.
- Steering mechanisms are the routines by which a system seeks to
govern itself--the policies, procedures, and behaviors that it uses to
navigate the substantive concerns it faces. They are not located in any
one person, place, or thing, but are total patterns of operation.
These face-to-face structures and the steering mechanisms interact.
Often, they lock people into a rigid form of behavior that is
self-defeating.
Transforming the field over time
There are four phases that describe the development of the field over time:
- Instability of the container: members are in an "initiatory
crisis"
with no decisions, no purpose, no leader, and no agenda. They are
concerned with safety and trust.
- Instability in the container: members strruggle with polarization
and
conflict springing from fragmentation, a clash of personally held beliefs
and assumptions. A crisis of suspension results, and gradually menbers
attempt to suspend personal assumptions publicly, to keep the dialogue going.
- Inquiry in the container: member are able to inquire into
polarization and foreign ideas without taking divisive action on them.
They concentrate on the disconnections within the group.
- Creativity in the container: members begin to think generatively, and
new understandings based on collective perception emerge.
Praxis
The authors have initiated three long-term research sites in which they
developed their theory in different settings and with different
facilitators. They identified several critical elements, crises, and
emotions that characterize each of these stages in the dialogue process:
| x |
instability of the container |
instability in the container |
inquiry in the container |
creativity in the container |
| core elements |
incoherence, paradigm clash |
search for new rules and new language |
flow of meaning and insight |
conscious emergence of collective mind |
| crises |
individual suspension of viewpoint |
collective suspension of viewpoint |
facing consequences of fragmentation |
none |
| emotion |
grief |
anger |
fear |
joy |
Conclusions
There is enormous transformative power in dialogue as its nature and
impact begin to be understood. New levels of dialogue can produce new
levels of coordinated action.
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Lorraine Sherry
lsherry@carbon.cudenver.edu
Created Octover 20, 1996